Internal Audit Services
Ensure regulatory compliance and operational efficiency with comprehensive internal audits
ACX Compliance offers comprehensive Internal Audit Services designed to evaluate and enhance your organization’s compliance procedures, operational processes, and internal controls. Our audits help identify gaps, reduce risks, and provide actionable insights to optimize your company's efficiency and adherence to regulatory standards.
Key Compliance Features
Compliance Review Of Procedures, Processes, And Systems
We thoroughly review your company’s procedures, processes, and systems to ensure they meet the requirements of the Regulatory Authority and align with industry standards.
Regulatory Adherence Examination
Our internal audits examine your company's operations to verify compliance with the relevant regulatory framework governing your industry or sector, ensuring that your business is consistently meeting legal obligations.
Industry Norms And Best Practices Assessment
We assess your company’s adherence to widely accepted industry norms, recognized best practices, and fulfillment of mandatory regulatory requirements, providing a benchmark for your operations.
On-Site Audits And Inspections
When required, we arrange on-site visits to your facilities to conduct comprehensive internal audits and inspections, providing an in-depth evaluation of your compliance status.
Detailed Audit Reports
After completing our audits, we provide detailed reports that document our findings, observations, and recommendations. These reports are tailored to meet regulatory requirements and guide you in enhancing your compliance framework.
Guidance On Strengthening Internal Controls
Our audit services go beyond compliance checks by offering guidance on strengthening your internal controls, improving operational efficiency, and achieving sustainable regulatory compliance.
Roadmap
Lorem ipsum dolor sit amet, consectetur adipiscing elit. Suspendisse varius enim in eros elementum tristique. Duis cursus, mi quis viverra ornare, eros dolor interdum nulla, ut commodo diam libero vitae erat.
01
Choice of Jurisdiction
The first step involves selecting the jurisdiction where the entity will be incorporated. The options include Dubai World Trade Centre (DWTC), Dubai Multi Commodities Centre (DMCC), or Dubai
Economic Department (DET).
02
Initial Disclosure Questionnaire
Once the jurisdiction is selected, the entity will receive an Initial Disclosure Questionnaire. This questionnaire must be completed and submitted to the Regulator for review.
03
Full Document Submission
The Regulator will review the submitted Initial Disclosure Questionnaire. During this review process, the Regulator may issue a Request for Information (RFIs) to seek clarifications regarding the application and the business model. If the Regulator is satisfied with the initial submission and any additional information provided, the Initial Approval (IA) or Approval in Principle (AAN) will be granted.
04
Initial Approval (IA) / Application
Acknowledgement Notice (AAN)
Following the IA/AAN, the entity must compile and submit a comprehensive list of documents to the regulator. This submission includes approximately 65 sets of documents, ensuring compliance with the relevant rulebooks and regulatory requirements.
05
Regulatory Evaluation
The Regulatory will evaluate the submitted documents. This step often involves multiple iterations, with the Regulator requesting amendments or additional clarifications. Typically, this process can take up to 2-3 rounds to finalize the submissions and meet all regulatory requirements.
06
Receipt of License
Upon successful completion of the evaluation process and satisfaction of all regulatory requirements, the entity will receive the VARA license, officially authorizing it to operate within the chosen jurisdiction.
Why Choose Us?
Expert Auditors
Our team comprises seasoned auditors with extensive experience in regulatory compliance across various industries, ensuring thorough and insightful audits.
Tailored Audit Solutions
We understand that each organization has unique needs, so we offer customized audit solutions that address specific compliance challenges and operational goals.
Comprehensive Approach
Our structured learning environment, continuous assessments, and practical focus ensure that participants not only learn but also apply their knowledge effectively.
Actionable Insights
We provide not only audit findings but also practical recommendations and strategies for strengthening your compliance framework and enhancing operational efficiency.
Commitment To Excellence
Our MLROs are committed to delivering high-quality services that enhance your organization's compliance framework and protect against potential regulatory breaches.
Expertise With
Have any questions?
Get insights on our compliance services, how we streamline regulatory processes, and safeguard your crypto operations.
Our KYC Standard Verification Service ensures your crypto business meets regulatory requirements by providing thorough identity checks, minimizing the risk of fraud, and maintaining compliance with local and international standards.
Our KYC Enhanced Due Diligence Service offers deeper investigations for high-risk clients, helping you mitigate potential financial crime risks and meet strict compliance requirements to protect your business.
Our AML Services include in-depth investigations and transaction monitoring to prevent money laundering and other financial crimes, ensuring your business stays compliant with anti-money laundering regulations.
Our Transaction Monitoring service provides real-time oversight of crypto transactions to detect suspicious activities, helping you prevent fraud and comply with UAE regulations, including those for crypto licenses.
Our Post-Licensing Support offers ongoing compliance and regulatory reporting assistance to ensure your business remains compliant with local regulations, reducing the risk of fines and penalties after obtaining a crypto license in Dubai.
Get Compliant, Stay Ahead – Start Your Crypto Journey Today
